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BF

Bradley A. Fay

SAN BLAS SECURITIES LLC
Tampa, FL 33624
Some features on this profile are disabled
CRD#: 1784060
BF

Professional summary

Bradley Allen Fay is a registered financial professional currently at SAN BLAS SECURITIES LLC located in Tampa, Florida.

Bradley is registered as a RR (Registered Representative) and started their career in finance in 1988. Bradley has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bradley Allen Fay's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 5, 2020 - Present

SAN BLAS SECURITIES LLC

Office #1: 3853 Northdale Blvd Ste 370, Tampa, FL 33624
BD
CRD#: 290605
Tampa, FL
Past

January 13, 2020 - October 5, 2020

ESSEX SECURITIES LLC

BD
CRD#: 46605
Tampa, FL
Past

September 4, 2019 - February 6, 2020

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
Tampa, FL
Past

October 6, 2014 - October 18, 2019

IFS SECURITIES

BD
CRD#: 40375
TAMPA,, FL
Past

November 1, 2011 - August 31, 2012

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
TAMPA, FL
Past

May 4, 2009 - January 13, 2010

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

February 25, 1997 - May 13, 2009

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

December 6, 1995 - February 25, 1997

TUSCANY EQUITY MANAGEMENT CORPORATI0N

BD
CRD#: 20016
DEERFIELD BEACH, FL
Past

July 26, 1995 - December 8, 1995

W.J. GALLAGHER & COMPANY, INC.

BD
CRD#: 11097
PASADENA, CA
Past

November 27, 1990 - July 26, 1995

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

February 23, 1988 - December 3, 1990

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/12/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 3/21/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/20/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/30/1997
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/13/1997
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/31/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SB
SAN BLAS SECURITIES LLC
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606
Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184
Phone number
(773) 661-4448
Established
Delaware since 04/13/2017
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER
CARTER, ANA ROUMENOVAFINOP4424794
PADILLA, DANIEL JRCCO3123672
PADILLA, DANIEL JRCEO3123672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAN BLAS SECURITIES LLC

CRD#: 290605Tampa, FL 33624

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