William R. Rice
Professional summary
William Roger Rice is a registered financial advisor currently at CAPITAL WEALTH PLANNING SERVICES located in Portland, Maine.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. William has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Roger Rice's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2016 - Present
CAPITAL WEALTH PLANNING SERVICES
Office #1: 938 Forest Avenue, Portland, ME 04103November 13, 2012 - July 5, 2022
STONEX SECURITIES INC.
March 19, 2012 - December 31, 2016
WR RICE FINANCIAL SVCS, LLC
December 4, 2002 - September 24, 2012
W R RICE FINANCIAL SERVICES, INC.
October 17, 1994 - November 8, 2012
W R RICE FINANCIAL SERVICES, INC.
October 18, 1990 - October 13, 1994
AC FINANCIAL, INC.
September 24, 1987 - October 18, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/24/2016)
Exams
Current Firm
CAPITAL WEALTH PLANNING SERVICES
CRD#: 282475 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 50,359,296 |
Red Flags
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Company Information
CAPITAL WEALTH PLANNING SERVICES
CRD#: 282475Portland, ME 04103TRUST BUT VERIFY
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