Patricia M. Barrenechea

ADP BROKER-DEALER

Florham Park, NJ 07932

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CRD#: 1715189

Professional summary

Patricia Margot Barrenechea, who also goes by Patricia M Barrenechea, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.

Patricia is registered as a RR (Registered Representative) and started their career in finance in 1992. Patricia has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patricia M Barrenechea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patricia Margot Barrenechea's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2020 - Present

ADP BROKER-DEALER, INC.

Office #1: 71 Hanover Road, Florham Park, NJ 07932

CRD#: 37693

Florham Park, NJ

Past

June 10, 2019 - May 19, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

Newark, NJ

Past

September 29, 2017 - July 5, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

ISELIN, NJ

Past

July 27, 2015 - March 28, 2016

GATE US LLC

CRD#: 10863

NEW YORK, NY

Past

March 12, 2014 - March 2, 2017

DIVINE CAPITAL MARKETS LLC

CRD#: 118212

NEW YORK, NY

Past

June 13, 2005 - April 11, 2013

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

JERSEY CITY, NJ

Past

June 4, 1998 - January 27, 2005

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

November 27, 1995 - May 12, 1998

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

Past

April 19, 1995 - October 20, 1995

A. R. BARON & CO., INC.

CRD#: 29285

NEW YORK, NY

Past

August 17, 1992 - April 30, 1996

F.N. WOLF & CO., INC.

CRD#: 13051

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(5/12/2020)

Exams

State Security Law Exam

Series 63

Date: 11/23/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 8/4/1995

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/24/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ADP BROKER-DEALER, INC.

CRD#: 37693 / SEC#: , 8-47885

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

One Adp Boulevard, Roseland, NJ 07068-1786

Mailing Address

71 Hanover Road Ms - 580, Florham Park, NJ 07932

Phone number

(973) 712-2316

Established

New Jersey since 07/12/1994

Firm type

Corporation

Fiscal year end

June

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ADP ATLANTIC, LLC	SHAREHOLDER
BARRENECHEA, PATRICIA MARGOT	FINOP	1715189
BLAKE, JAMES PATRICK	PRESIDENT, DIRECTOR	3078844
BOYLE, JAMES RICHARD	AML OFFICER	3137180
DOSPASSOS-KRIEG, KRISTIN ANNE	DIRECTOR	3079254
HANLEY, JUANITA DAVIDA	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT	5217439
HODGES, JEFFRY AARON	DIRECTOR	5865575
HUREAU, MICHAEL RAY	DIRECTOR	5990787
MCCUE, TERRANCE	RISK MANAGEMENT OFFICER	7259942

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patricia M. Barrenechea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patricia Margot Barrenechea's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

GATE US LLC

DIVINE CAPITAL MARKETS LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

LADENBURG THALMANN & CO. INC.

D. H. BLAIR & CO., INC.

A. R. BARON & CO., INC.

F.N. WOLF & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/23/1992

SIE

Date: 7/5/2018

Series 7

Date: 8/15/1992

Series 27

Date: 8/4/1995

Series 24

Date: 6/24/1994

FINRA

Current Firm

ADP BROKER-DEALER, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ADP BROKER-DEALER, INC.

TRUST BUT VERIFY

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