DS
David J. Scranton
SOUNDOME STRATEGIES
Fort Lauderdale, FL 33309
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CRD#: 1711211
DS
Professional summary
David Joseph Scranton, CFP® is a registered financial advisor currently at SOUND INCOME STRATEGIES, LLC located in Fort Lauderdale, Florida.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Advisors' Academy LLC - Majority Owner. Coach for financial advisor's on the sale of insurance products; non- Investment related. 500 W. Cypress Creek Rd Suite 250 Fort Lauderdale, FL 33309. This does not encompasses any business hours. 2) Scranton Financial Group LLC - Owner. Offers insurance products to clients and tax preparation services. Investment related. 1921 Boston Post Road Suite 8 Westbrook, CT 06498. Encompasses approximately 20% of business hours. 3) Scranton Academy for Financial Education a non-profit organization - Volunteers to educate people regarding a variety of financial topics. Investment related. This does not encompasses any business hours. 4) Advisor's Academy Air, LLC -holding company for aviation. Non - Investment related. Does not encompass any business hours. 5) Sound Income Strategies LLC - CEO/Majority Owner. Investment Advisory Business. Started 10/2014. Investment related. 500 W. Cypress Creek Rd. Suite 290 Fort Lauderdale, FL 33309. This encompasses approximately 20% of business hours. 6) Retirement Income Source LLC. Majority Owner - Recruiting representatives to market Sound Income Strategies and Advisors' Academy services. Started 5/2019. Non- Investment related. 500 W. Cypress Creek Rd. Suite 250 Fort Lauderdale, FL 33309. Encompasses approximately 20% of business hours. This LLC is formerly known as The Retirement Income Store. 7) Sound Income Group LLC - Majority Owner. Started 5/2022. Holding Company for other entities - Sound Income Academy, LLC, Sound Income Strategies, LLC, Retirement Income Source, LLC, Sound Income Wealth, LLC, Sound Income Life, LLC. Non - Investment related. 500 W. Cypress Creek Rd. Suite 250 Fort Lauderdale, FL 33309. Encompasses approximately 20% of business hours. 8. 125 Brian Rd LLC - Non-Investment related. 50% owner of property. This does not encompass any business hours. 9. Pride of the C's, LLC - Non Investment related. Managing Member and Minority Owner. Yachting services. This does not encompass any business hours. 10. Coopers Cruise and Charters, LLC - Non Investment related. Managing Member and Minority Owner. Yachting services. This does not encompass any business hours. 11) Sound Income Academy LLC - Majority Owner. Coach for financial advisor's on the sale of insurance products; non- Investment related. 500 W. Cypress Creek Rd Suite 250 Fort Lauderdale, FL 33309. Encompasses approximately 10% of business hours. 12) Advisors Solutions, Inc. - Owner. Marketing Company; non- Investment related. 500 W. Cypress Creek Rd Suite 250 Fort Lauderdale, FL 33309. This does not encompass any business hours. 13) Retirement Income Source SFG DBA - Majority owner. Offers insurance products to clients and tax preparation services. Investment related. 1921 Boston Post Road Suite 8 Westbrook, CT 06498. This does not encompass any business hours. 14) Sound Income Life, LLC - Sole Member/CEO; Life insurance sales. Investment related. 500 W. Cypress Creek Rd Suite 250 Fort Lauderdale, FL 33309. Encompasses approximately 10% of business hours.
CRS (Client Relationship Summary) - RIA
Click below to view David Joseph Scranton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
November 4, 2014 - Present
SOUND INCOME STRATEGIES, LLC
Office #1: 500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309Office #2: 1517 Boston Post Road Suite 400 (unmanned Branch Office), Guilford, CT 06437Office #3: 1921 Boston Post Rd Suite 8, Old Saybrook, CT 06498RIA
CRD#: 173272
Fort Lauderdale, FL
Past
October 29, 2008 - November 6, 2014
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
WESTBROOK, CT
Past
November 14, 2006 - November 3, 2011
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
WESTBROOK, CT
Past
January 2, 2003 - July 21, 2006
OSAIC FA, INC.
RIA
CRD#: 3978
WESTBROOK, CT
Past
November 22, 2002 - June 22, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
November 22, 2002 - July 21, 2006
OSAIC FA, INC.
BD
CRD#: 3978
WESTBROOK, CT
Past
May 3, 1999 - September 26, 2002
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
March 21, 1989 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
February 25, 1988 - November 15, 1988
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
Past
August 20, 1987 - February 4, 1988
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SOUND INCOME STRATEGIES, LLC
ABUNDANT WEALTH MANAGEMENT | WRIGHT FINANCIAL GROUP | WILLO FINANCIAL | WEALTHWORKS FINANCIAL | TPC FINANCIAL GROUP | THREE BRIDGES FINANCIAL GROUP | TEXAS RETIREMENT SOLUTIONS | TEQUESTA RETIREMENT GROUP | STRATEGIC SENIOR BENEFITS GROUP | STEARNS RETIREMENT GROUP | SPARKS FINANCIAL GROUP | SOUND INCOME STRATEGIES, LLC | SNODGRASS FINANCIAL STRATEGIES | SHALA FINANCIAL | SFG CAPITAL MANAGEMENT | SENIOR ADVISORS INC. | SCRANTON FINANCIAL GROUP OF SOUTH WINDSOR | SCRANTON FINANCIAL GROUP | ROTHERMEL FINANCIAL | RICH WEALTH MANAGEMENT | RETIREMENT SOLUTIONS LLC | RETIREMENT INCOME SOURCE SW FLORIDA | RETIREMENT INCOME SOURCE OF HUNTSVILLE | RETIREMENT INCOME SOURCE OF FORT LAUDERDALE | RETIREMENT INCOME SOURCE | RETIREMENT INCOME SOLUTIONS | RELIABLE PLANNING GROUP | RELIABILE WEALTH FINANCIAL GROUP | POOLE LOCKE ADVISORS | PLATINUM FINANCIAL LLC | PINEHURST WEALTH MANAGEMENT | PEASON FINANCIAL GROUP | NORTH SHORE ASSET MANAGEMENT | NORTH AMERICAN FINANCIAL | NEW ENGLAND FINANCIAL PARTNERS LLC | MID-AMERICAN TAX | MCLEAN TAX ADVISORY GROUP | MCKENZIE FINANCIAL GROUP | MCCARTIN FINANCIAL | MCADAMS GROUP | MASON WEALTH GROUP | LIVE LOVE FLOURISH | JOHNSON WEALTH & INCOME MANAGEMENT | INNER CIRCLE ASSET MANAGEMENT | HORIZON WEALTH PARTNERS | HAMMONTREE FINANCIAL PARTNERS | GOODMAN GREEN WEALTH MANAGEMENT | FORTRESS FINANCIAL GROUP | FOCUS FINANCIAL PLANNING | FIRM FOUNDATION TN | FINSETT SOLUTIONS | FAMILY LEGACY GROUP | EISSMAN WEALTH MANAGEMENT | DORCEY FINANCIAL LLC | CRYSTAL LAKE TAX AND FINANCIAL SERVICES | CROSSROADS FINANCIAL SOLUTIONS | COMMUNITY INVESTMENT AND RETIREMENT SERVICES | COMMONWEALTH GUARDIANS | CKS SUMMIT GROUP | CHAMBERLIN FINANCIAL | CHAMBERLAIN ADVISORY GROUP | CARTER FINANCIAL GROUP | CARRIER FINANCIAL SERVICES | BRANDON BELL FINANCIAL PARTNERS | BLISS WEALTH MANAGEMENT | ATLAS FINANCIAL ADVISORY GROUP | ARBOR FINANCIAL SERVICES | APONTE FINANCIAL SERVICES | ALL NEEDS PLANNING
CRD#: 173272 / SEC#: 801-80425
RIA
Registered Investment Advisory firm - (10/22/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(11/4/2014)
IAR
Florida(12/5/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SI
SOUND INCOME STRATEGIES, LLC
ABUNDANT WEALTH MANAGEMENT | WRIGHT FINANCIAL GROUP | WILLO FINANCIAL | WEALTHWORKS FINANCIAL | TPC FINANCIAL GROUP | THREE BRIDGES FINANCIAL GROUP | TEXAS RETIREMENT SOLUTIONS | TEQUESTA RETIREMENT GROUP | STRATEGIC SENIOR BENEFITS GROUP | STEARNS RETIREMENT GROUP | SPARKS FINANCIAL GROUP | SOUND INCOME STRATEGIES, LLC | SNODGRASS FINANCIAL STRATEGIES | SHALA FINANCIAL | SFG CAPITAL MANAGEMENT | SENIOR ADVISORS INC. | SCRANTON FINANCIAL GROUP OF SOUTH WINDSOR | SCRANTON FINANCIAL GROUP | ROTHERMEL FINANCIAL | RICH WEALTH MANAGEMENT | RETIREMENT SOLUTIONS LLC | RETIREMENT INCOME SOURCE SW FLORIDA | RETIREMENT INCOME SOURCE OF HUNTSVILLE | RETIREMENT INCOME SOURCE OF FORT LAUDERDALE | RETIREMENT INCOME SOURCE | RETIREMENT INCOME SOLUTIONS | RELIABLE PLANNING GROUP | RELIABILE WEALTH FINANCIAL GROUP | POOLE LOCKE ADVISORS | PLATINUM FINANCIAL LLC | PINEHURST WEALTH MANAGEMENT | PEASON FINANCIAL GROUP | NORTH SHORE ASSET MANAGEMENT | NORTH AMERICAN FINANCIAL | NEW ENGLAND FINANCIAL PARTNERS LLC | MID-AMERICAN TAX | MCLEAN TAX ADVISORY GROUP | MCKENZIE FINANCIAL GROUP | MCCARTIN FINANCIAL | MCADAMS GROUP | MASON WEALTH GROUP | LIVE LOVE FLOURISH | JOHNSON WEALTH & INCOME MANAGEMENT | INNER CIRCLE ASSET MANAGEMENT | HORIZON WEALTH PARTNERS | HAMMONTREE FINANCIAL PARTNERS | GOODMAN GREEN WEALTH MANAGEMENT | FORTRESS FINANCIAL GROUP | FOCUS FINANCIAL PLANNING | FIRM FOUNDATION TN | FINSETT SOLUTIONS | FAMILY LEGACY GROUP | EISSMAN WEALTH MANAGEMENT | DORCEY FINANCIAL LLC | CRYSTAL LAKE TAX AND FINANCIAL SERVICES | CROSSROADS FINANCIAL SOLUTIONS | COMMUNITY INVESTMENT AND RETIREMENT SERVICES | COMMONWEALTH GUARDIANS | CKS SUMMIT GROUP | CHAMBERLIN FINANCIAL | CHAMBERLAIN ADVISORY GROUP | CARTER FINANCIAL GROUP | CARRIER FINANCIAL SERVICES | BRANDON BELL FINANCIAL PARTNERS | BLISS WEALTH MANAGEMENT | ATLAS FINANCIAL ADVISORY GROUP | ARBOR FINANCIAL SERVICES | APONTE FINANCIAL SERVICES | ALL NEEDS PLANNING
CRD#: 173272 / SEC#: 801-80425
RIA
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Contact information
Main Address
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309
Mailing Address
Phone number
(954) 487-1860
Established
Firm type
Fiscal year end
# of Employees
111
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 26,055 |
| AUM (Assets Under Management) | $ 4,038,151,245 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOUND INCOME STRATEGIES, LLC
CRD#: 173272Fort Lauderdale, FL 33309TRUST BUT VERIFY
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