Lewis S. Kunkel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Sterling Kunkel III, who also goes by Lew Kunkel, Lewis Sterling Kunkel, was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1987. Lewis had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2013 - April 2, 2019
BLUE SAND SECURITIES LLC
May 3, 2011 - August 29, 2012
BLUE SAND SECURITIES LLC
December 2, 1996 - May 14, 2009
GOLDMAN SACHS & CO. LLC
September 9, 1993 - January 24, 1995
DB ALEX. BROWN LLC
July 15, 1987 - December 31, 1990
SIGNATOR INVESTORS, INC.
July 15, 1987 - May 16, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUE SAND SECURITIES LLC
CRD#: 142976 / SEC#: , 8-67514
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
