Louis J. Mustacchio
Professional summary
Louis Joseph Mustacchio JR, who also goes by Louis Joseph Mustacchio, is a registered financial professional currently at HARTFIELD, TITUS & DONNELLY, LLC located in Boca Raton, Florida.
Louis is registered as a RR (Registered Representative) and started their career in finance in 1988. Louis has worked at 6 firms and has passed the Series 63, Series 72, SIE, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Louis Joseph Mustacchio JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 1999 - Present
HARTFIELD, TITUS & DONNELLY, LLC
Office #1: 2600 North Military Trail Suite 410, Boca Raton, FL 33431January 16, 1997 - January 7, 2000
TITUS & DONNELLY LLC
November 1, 1993 - January 10, 1997
CANTOR FITZGERALD SECURITIES
April 22, 1993 - January 10, 1997
MINT BROKERS
April 24, 1992 - February 16, 1993
TITUS & DONNELLY LLC
April 24, 1989 - April 10, 1992
J.J. KENNY DRAKE, INC.
March 28, 1988 - April 24, 1989
CLIFFORD DRAKE & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
HARTFIELD, TITUS & DONNELLY, LLC
CRD#: 7117 / SEC#: , 8-18974
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PURPORA CONSULTING,INC. | DIRECT OWNER | |
| CALDAS, JOSEPH JAMES | DIRECT OWNER | 501739 |
| CARRINGTON, MICHAEL SUGHRUE | DIRECT OWNER | 2716358 |
| EMANUEL, PAUL JOSEPH | DIRECT OWNER | 2330590 |
| INFUSINO, RICHARD ANGELO JR | DIRECT OWNER | 5668679 |
| MUSTACCHIO, LOUIS JOSEPH JR | DIRECT OWNER | 1656435 |
| O'MALLEY, DEREK JOHN | DIRECT OWNER | 4369620 |
| PAULEY, MATTHEW CHRISTOPHER | DIRECT OWNER | 2280671 |
| FERRERI, CHRISTOPHER CHARLES | DIRECT OWNER | 1677406 |
| GEORGE, MICHAEL THEODORE | FINOP & TREASURER | |
| HOFFMAN, EDWARD KELLY | DIRECT OWNER | 2295024 |
| JOHNSON, MARYBETH | DIRECT OWNER | 2123615 |
| MCCUE, JAMES GERARD | DIRECT OWNER | 2037468 |
| MULVIHILL, CAROLYN CROWE | DIRECT OWNER | 1968504 |
| NOTINE, TODD ROBERT | DIRECT OWNER | 1595766 |
| PALLARINO, JOHN GUY | DIRECT OWNER | 2282884 |
| SMITH, EDWARD JOHN | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND DIRECT OWNER | 4161601 |
| VANDERBEEK, TAYLOR JAMES | DIRECT OWNER | 6339397 |
| VINJE, NATALIE GRIFFIN | DIRECT OWNER | 3135251 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
HARTFIELD, TITUS & DONNELLY, LLC
CRD#: 7117Boca Raton, FL 33431TRUST BUT VERIFY
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