Steven E. Pikowski
Professional summary
Steven Edward Pikowski, who also goes by Steven E Pikowski, Steven Edward Pikowski, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1995. Steven has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9, Series 4, Series 24, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Edward Pikowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2022 - Present
T3 TRADING GROUP, LLC
Office #1: 88 Pine Street 23rd Floor, New York, NY 10005April 20, 2021 - August 29, 2022
QWIKT GLOBAL SECURITIES LLC
June 18, 2020 - October 1, 2020
HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC.
October 25, 2019 - October 5, 2020
DINOSAUR FINANCIAL GROUP, L.L.C
October 23, 2014 - October 28, 2019
TIGRESS FINANCIAL PARTNERS, LLC
January 28, 2010 - September 19, 2013
ICAPITAL MARKETS LLC
February 8, 2007 - June 24, 2008
CONSTELLATION WEALTH ADVISORS LLC
August 4, 2004 - June 27, 2006
CHAPDELAINE CORPORATE SECURITIES & CO
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
May 20, 1996 - August 2, 2004
CITIGROUP GLOBAL MARKETS INC.
June 7, 1995 - April 17, 1996
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 10/7/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
