DB
Donna R. Bellamy
MADISON AVENUE SECURITIES
Crestwood, IL 60418
Some features on this profile are disabled
CRD#: 1534867
DB
Professional summary
Donna Rae Bellamy is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Crestwood, Illinois.
Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Donna has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: FINANCIAL PLANNING AND INNOVATIONS, LTD. POSITION: OWNER (ACTIVE)/INSURANCE AGENT/PRODUCER NATURE: SALES AND SERVICE OF LIFE/HEALTH INSURANCE AND ANNUITIES. INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 160 START DATE: 05/16/1985 ADDRESS: 14170 S CICERO AVENUE SUITE 200, CRESTWOOD IL 60418 DESCRIPTION: SALES AND SERVICE OF BOTH TRADITIONAL AND VARIABLE LIFE INSURANCE AND ANNUITIES; INVESTMENT ADVISORY SERVICES. VARIABLE PRODUCTS, SECURITIES & INVESTMENT ADVISORY UNDER THE UMBRELLA OF MADISON AVENUE SECURITIES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Donna Rae Bellamy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donna Rae Bellamy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2011 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 14170 S Cicero Avenue Suite 200, Crestwood, IL 60418RIA
BD
CRD#: 23224
Crestwood, IL
Current
July 25, 2011 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 14170 S Cicero Avenue Suite 200, Crestwood, IL 60418RIA
BD
CRD#: 23224
Crestwood, IL
Past
May 28, 2004 - July 22, 2011
OSAIC WEALTH, INC.
RIA
CRD#: 23131
CRESTWOOD, IL
Past
May 27, 2004 - July 22, 2011
OSAIC WEALTH, INC.
BD
CRD#: 23131
CRESTWOOD, IL
Past
March 15, 2004 - June 10, 2004
NSA SECURITIES CORPORATION
RIA
CRD#: 38472
CRESTWOOD, IL
Past
March 15, 2004 - June 10, 2004
NSA SECURITIES CORPORATION
BD
CRD#: 38472
SCHAUMBURG, IL
Past
March 24, 2003 - March 12, 2004
INTERVEST INTERNATIONAL, INC.
RIA
CRD#: 111516
COLORADO SPRINGS, CO
Past
March 24, 2003 - March 12, 2004
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
COLORADO SPRINGS, CO
Past
December 17, 2001 - March 7, 2003
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
CRESTWOOD, IL
Past
January 22, 1993 - March 7, 2003
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
February 21, 1992 - January 9, 1995
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
February 26, 1987 - March 6, 1992
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
August 22, 1986 - February 5, 1987
EBS BROKERAGE SERVICES, INC.
BD
CRD#: 16566
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/31/2011)
RR
California(7/25/2011)
RR
Colorado(7/25/2011)
RR
Florida(8/1/2011)
RR
Georgia(7/25/2011)
RR
Illinois(7/25/2011)
IAR
Illinois(7/25/2011)
RR
Indiana(8/22/2011)
RR
Kentucky(9/9/2011)
RR
Maryland(7/25/2011)
RR
Minnesota(7/25/2011)
RR
Mississippi(7/25/2011)
RR
Missouri(7/25/2011)
RR
Tennessee(6/14/2024)
RR
Texas(7/8/2015)
IAR
Texas(10/14/2016)
RR
Wisconsin(7/25/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
