Timothy W. Donohue
Professional summary
Timothy William Donohue, who also goes by Timothy William Donohue, is a registered financial professional currently at TD SECURITIES (USA) LLC located in Lake Mary, Florida.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1996. Timothy has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy William Donohue's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 400 Colonial Center Parkway Suite 300, Lake Mary, FL 32746October 16, 2017 - July 21, 2020
COWEN EXECUTION SERVICES LLC
October 16, 2017 - December 10, 2024
COWEN AND COMPANY
January 20, 2017 - September 22, 2017
ELECTRONIC TRANSACTION CLEARING, INC.
December 24, 2008 - September 23, 2016
BNP PARIBAS PRIME BROKERAGE, INC.
September 8, 2008 - September 23, 2016
BNP PARIBAS SECURITIES CORP.
January 28, 2004 - July 29, 2008
BANC OF AMERICA SECURITIES LLC
December 10, 1999 - December 31, 2003
BANC OF AMERICA SECURITIES LLC
May 20, 1999 - December 22, 1999
NOMURA SECURITIES INTERNATIONAL, INC.
July 1, 1996 - May 4, 1999
REPUBLIC NEW YORK SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | CHIEF COMPLIANCE OFFICER | 6191294 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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