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SW

Sam D. White

WHITE, DUNKIRK $ PRICE INVESTMENT ADVISORY
TEMECULA, CA
Some features on this profile are disabled
CRD#: 1355546
SW

Professional summary

Sam Douglas White is a registered financial advisor currently at WHITE, DUNKIRK $ PRICE INVESTMENT ADVISORY INC. located in Temecula, California.

Sam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Sam has worked at 2 firms and has passed the Series 7 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam Douglas White's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 10, 1997 - Present

WHITE, DUNKIRK $ PRICE INVESTMENT ADVISORY INC.

RIA
CRD#: 138152
TEMECULA, CA
Past

April 23, 1985 - December 3, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/10/1997)

Exams

General Industry/Product Exam
RR
Series 7
Date: 4/20/1985
General Securities Representative Examination

Current Firm

WD
WHITE, DUNKIRK $ PRICE INVESTMENT ADVISORY INC.
WHITE DUNKIRK & PRICE | WHITE, SAM DOUGLAS | WHITE, DUNKIRK & PRICE INVESTMENT ADVISORY INC. | WHITE, DUNKIRK $ PRICE INVESTMENT ADVISORY INC.

CRD#: 138152 / SEC#:

California
Registered Investment Advisory firm - (1/10/1997 Approved)
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Contact information

Main Address
Temecula, CA
Mailing Address
Phone number
(949) 401-9009
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts114
AUM (Assets Under Management)$ 39,615,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WHITE, DUNKIRK $ PRICE INVESTMENT ADVISORY INC.

CRD#: 138152Temecula, CA

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