MG
Marc D. Guerra
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
Murfreesboro, TN 37129
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CRD#: 1230885
MG
Professional summary
Marc David Guerra is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Murfreesboro, Tennessee.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Marc has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc NETLAW INC; 1/25/2019; REFERRAL REPRESENTATIVE; INVESTMENT RELATED-NO; 12910 SHELBYVILLE RD STE 124 LOUISVILLE KY 40243; ONLINE ESTATE PLANNING DOCUMENTS; HOURS 8; APPROVED WITH RESTRICTIONS MARK GUERRA, WHEATON, IL, START DATE 04-2005, NOT INVESTMENT RELATED, PAYING OFFICE EXPENSES, 5 HRS/MONTH ESTATE PLAN SERVICES, DBA MARC GUERRA; NOT INVESTMENT-RELATED; 1811 N. MAIN STREET, SUITE E, WHEATON IL 60187; WORK WITH CLIENTS TO COLLECT INFO PERTINENT TO THEIR ESTATE PLANNING NEEDS TO THEN SUBMIT TO ATTORNEYS TO COMPLETE THE DOCUMENTS NEEDED TO COMPOSE PROPER ESTATE PLANS; OWNER/OPERATOR; 01/2014; 8-20 HRS/MONTH HEARTLAND INSTITUTE OF FINANCIAL EDUCATORS POSITION: Certified Financial Educator NATURE: Financial Education INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2025 ADDRESS: 8301 E Prentice Ave, Suite 312, Greenwood Village CO 80111, United States DESCRIPTION: I provide financial education courses to businesses and employer groups as a Heartland CFEd.
CRS (Client Relationship Summary) - RIA
Click below to view Marc David Guerra's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marc David Guerra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1500 Medical Center Parkway Ste 3a-3, Murfreesboro, TN 37129RIA
BD
CRD#: 16164
Murfreesboro, TN
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1500 Medical Center Parkway Ste 3a-3, Murfreesboro, TN 37129RIA
BD
CRD#: 16164
Murfreesboro, TN
Past
March 6, 2007 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
WHEATON, IL
Past
July 8, 2002 - September 1, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
W. CHICAGO, IL
Past
March 26, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
WHEATON, IL
Past
January 30, 1998 - July 15, 2002
WMA INVESTMENT ADVISORS, INC. (WMAIA)
RIA
CRD#: 108450
DULUTH, GA
Past
June 6, 1994 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
June 8, 1992 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
January 27, 1992 - May 1, 1992
DREHER & ASSOCIATES, INC.
BD
CRD#: 8665
OAKBROOK TERRACE, IL
Past
August 5, 1991 - January 30, 1992
TOTAL INVESTMENT MANAGEMENT, INC.
BD
CRD#: 17950
Past
April 6, 1984 - April 16, 1991
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/6/2012)
RR
Illinois(1/6/2012)
RR
Michigan(9/2/2025)
RR
Tennessee(4/5/2022)
IAR
Tennessee(7/26/2022)
RR
Wisconsin(1/6/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Murfreesboro, TN 37129TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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