Donald Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Russell, who also goes by Don Russell, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2014 - March 8, 2016
TOR BROKERAGE LLC
May 25, 2004 - January 5, 2015
CEA ATLANTIC ADVISORS, LLC
September 30, 1987 - October 19, 1999
CEA, INC.
October 20, 1983 - February 19, 2003
COMMUNICATIONS EQUITY ASSOCIATES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOR BROKERAGE LLC
CRD#: 135274 / SEC#: , 8-66903
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
