Pierre A. Betzu
Professional summary
Pierre Antoine Betzu SR., who also goes by Pierre Antoine Betzu, is a registered financial professional currently at RABO SECURITIES USA, INC. located in New York, New York.
Pierre is registered as a RR (Registered Representative) and started their career in finance in 1982. Pierre has worked at 16 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pierre Antoine Betzu SR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2017 - Present
RABO SECURITIES USA, INC.
Office #1: 151 West 42nd Street 8th Floor, New York, NY 10036October 10, 2015 - November 3, 2016
QUEST CAPITAL STRATEGIES, INC.
November 19, 2012 - November 20, 2013
SG AMERICAS SECURITIES, LLC
September 19, 2006 - November 13, 2012
PORTIGON SECURITIES INC.
September 25, 2003 - February 6, 2006
HSBC SECURITIES (USA) INC.
March 12, 1994 - December 31, 2002
CHARLES SCHWAB & CO., INC.
October 19, 1993 - March 9, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 21, 1993 - May 5, 1993
AMERIPRISE ADVISOR SERVICES, INC.
May 31, 1986 - October 22, 1991
FIDELITY BROKERAGE SERVICES LLC
August 23, 1985 - April 23, 1986
KUHNS BROTHERS & LAIDLAW, INC.
April 2, 1985 - July 15, 1985
CREATIVE SECURITIES CORP.
November 6, 1984 - April 1, 1985
F.D. ROBERTS SECURITIES, INC.
October 11, 1984 - October 25, 1985
FIRST BOCA SECURITIES, INC.
June 6, 1984 - October 10, 1984
CITIWIDE SECURITIES CORP.
March 6, 1984 - April 17, 1984
C.W. RHOADES & CO., INC.
February 18, 1982 - August 6, 1982
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 2/21/1989
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
RABO SECURITIES USA, INC.
CRD#: 122657 / SEC#: , 8-65525
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UTRECHT-AMERICA HOLDINGS, INC | SOLE SHAREHOLDER | |
| AMIN, SHREYA | SECRETARY | 7368182 |
| BASSETT, DAVID FRANCIS | CHAIRMAN | 2802027 |
| CHESTER, WILLIAM PETER | DIRECTOR | 5868288 |
| DEMAZURE PELLETIER, CHRISTINE MARIE | DIRECTOR | 5481370 |
| KITTEL, CHRISTOPHER FREDERICK | CHIEF COMPLIANCE OFFICER | 2718043 |
| KORMANEK, SHAWN PATRICK | DIRECTOR | 7310810 |
| LAMPER, KATHERINE S | DIRECTOR | 5202959 |
| LAZAROV, DUSAN OBRAD | DIRECTOR | 7904295 |
| MARTENS, ANDREA MARIE | FINANCIAL AND OPERATIONS PRINCIPAL | 1187593 |
| PASDAR, NADER | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4702711 |
Red Flags
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