Jeannine E. Fox

Some features on this profile are disabled

CRD#: 1022062

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeannine Elise Fox, CFP®, who also goes by Jeannine Fox Sutton, was a registered financial professional .

Jeannine is a previously registered financial professional and started their career in finance in 1982. Jeannine had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeannine Fox Sutton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT, 32815 TAMINA RD, STE B, MAGNOLIA, TX, 1/1985 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/YR - 10/TRADING. 2)FOX E ENTERPRISES, LLC: DBA: VISITING ANGELS, 32815 TAMINA RD, STE 1, MAGNOLIA, TX, SINCE 10/2002, AS OWNING MEMBER. LLC IS A NON-MEDICAL COMPANION CARE COMPANY. NIR - DEVOTES 250 HR/YR - 250 HR/TRADING. 3)JAYFO PROPERTIES, LLC, 32815 TAMINA RD, STE B, MAGNOLIA, TX, SINCE 8/2010 AS OWNER OF COMMERCIAL RENTAL SPACE. NIR - DEVOTES 1 HR/MO - 1 HR/TRADING. 4)cpa, 32815 famina rd, ste. b, magnolia, tx, 1/1993. nir - 100 hr/yr - 100/trading. 5-THE PLANNING TEAM, 32815 TAMINA RD, STE B, MAGNOLIA, TX, 10/1983. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 6.OWNER OF RENTAL BEACH HOUSE, CRYSTAL BEACH, TX, 9/2016. NIR - 1 HR/MO - 0/TRADING. 7.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 0 HRS. SEE EMPLOYMENT HISTORY FOR START DATE.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Past

August 10, 2015 - December 31, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Corpus Christi, TX

Past

August 10, 2015 - December 31, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Corpus Christi, TX

Past

April 20, 2009 - August 11, 2015

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

MAGNOLIA, TX

Past

April 20, 2009 - August 11, 2015

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

MAGNOLIA, TX

Past

August 9, 2001 - April 22, 2009

SII INVESTMENTS, INC.

RIA

CRD#: 2225

HOUSTON, TX

Past

August 9, 2001 - April 22, 2009

SII INVESTMENTS, INC.

CRD#: 2225

HOUSTON, TX

Past

July 9, 1996 - August 10, 2001

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

September 21, 1992 - July 9, 1996

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

June 18, 1989 - September 17, 1992

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

March 4, 1986 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

June 4, 1984 - March 19, 1986

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

August 18, 1983 - May 24, 1984

ISC SECURITIES, INC.

CRD#: 8183

Past

January 25, 1982 - September 14, 1983

LOWRY FINANCIAL SERVICES CORPORATION

CRD#: 7291

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/1/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/14/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/5/1984

General Securities Principal Examination

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

Upgrade to AdvisorCheck Premium

Firm MonitoringMonitor not just your advisor but also their firm.

More Frequent AlertsGet updates every two weeks instead of monthly.

Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.